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The Canadian Investment Regulatory Organization has been informed that Optimize Wealth Partners Inc. has changed its name to: Opt...
CIRO has undertaken a multi-year initiative to enhance its proficiency regime. Proficiency standards are a cornerstone of the CIR...
The Canadian Investment Regulatory Organization (CIRO) is warning investors about a scam trading group that is impersonating CIRO...
Proficiency plays a key role in CIRO’s mission to protecting investors, to providing efficient and consistent regulation, and to ...
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL
