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INVESTOR ALERT: NEWCOMER GUIDE - DUE DILIGENCE FALSELY IMPLIES AFFILIATION WITH CIRO AND LEGITIMATE FIRMS

The Canadian Investment Regulatory Organization (CIRO) is warning investors about Newcomer Guide – Due Diligence, operating through the website “newcomerguide.weebly[.]com.” The website falsely refer...

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Fintrac
FINTRAC PUBLISHES ITS 2025-26 ANNUAL REPORT, SAFE CANADIANS, SECURE ECONOMY
October 27, 2026

FINTRAC published its 2025–26 Annual Report, Safe Canadians, Secure Economy, which describes the significant impact the Centre is...

Investment Executive
FINRA PREPS FOR BINARY OPTIONS
October 27, 2026

With a number of U.S. exchanges preparing to offer trading in binary options based on corporate metrics, such as revenues and ear...

Investment Executive
BROKER ADMITS ROLE IN SPAC INSIDER TRADING
October 27, 2026

A U.S. broker who was accused of insider trading based on tips from a Canadian hedge fund trader — who already pleaded guilty in ...

CIRO
CIRO MEMBER CHANGE OF CONTROL - MIRABAUD CANADA INC.
October 26, 2026

The Canadian Investment Regulatory Organization have approved a change of control whereby Nour Private Management Inc., the sole ...

SEC
SEC ANNOUNCES FISCAL YEAR 2027 EXAMINATION PRIORITIES
October 26, 2026

The Securities and Exchange Commission announced the Division of Examinations’ Fiscal Year 2027 examination priorities. The annua...

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