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CSA REPORT: DATA PORTABILITY HOLDS PROMISE FOR INVESTMENT MARKET, IF REGULATORS AND INDUSTRY ADDRESS CHALLENGES

Members of the Canadian Securities Administrators (CSA) published a report on the potential benefits and challenges involved in giving investors more control over the data they provide to investment ...

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OSC
ONTARIO SECURITIES COMMISSION BRINGS TOGETHER CAPITAL MARKETS LEADERS TO ADVISE ON FUTURE PRIORITIES
September 09, 2026

The Ontario Securities Commission (OSC) announced the membership of its newly established Capital Markets Advisory Committee (CMA...

IOSCO
GLOBAL STANDARD-SETTING BODIES PUBLISH A TOOLKIT FOR CYBER RESILIENCE AT FINANCIAL MARKET INFRASTRUCTURES (FMIS) AND A DISCUSSION PAPER ON FMIS" RELIANCE ON THIRD PARTY SERVICE PROVIDERS
September 09, 2026

The Bank of International Settlements (BIS)’ Committee on Payments and Market Infrastructures (CPMI) and the International Organi...

FinCEN
FINCEN ISSUES FREQUENTLY ASKED QUESTIONS REGARDING TREATMENT OF VERIFIABLE DIGITAL CREDENTIALS UNDER THE CUSTOMER IDENTIFICATION PROGRAM RULE
September 09, 2026

The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) issued answers to two new Frequently Asked Qu...

Investment Executive
ADVISOR SANCTIONED FOR TAKING CLIENT INFO
September 09, 2026

An advisor who was planning to start his own advisory firm is being sanctioned for breaching securities rules by taking confident...

Investment Executive
SEC SETS UP FIGHT WITH PROXY ADVISORS
September 09, 2026

The conflict between the U.S. Securities and Exchange Commission (SEC) and proxy advisory firm Institutional Shareholder Services...

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