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FINTRAC RESULTS BY THE NUMBERS 2025-26

Record financial intelligence production in 2025-26, providing strong support for investigations targeting money laundering, terrorist financing, sanctions evasion and threats to Canada"s security, a...

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Investment Executive
CYBER THREATS A GROWING GOVERNANCE ISSUE
October 23, 2026

Cybersecurity and AI risks are increasingly essential corporate governance considerations that proxy advisory firm ISS STOXX Gove...

Investment Executive
ROBOTS ARE COMING FOR RETAIL ADVISORS
October 23, 2026

Within the financial sector, the wealth management business is at the highest risk of business model disruption due to the adopti...

CIRO
CIRO ALLEGES DISCRETIONARY TRADING BY FORMER CIBC WORLD MARKETS REP FROM TORONTO, ON
October 22, 2026

CIRO has scheduled a hearing for Graeme Hamilton (Hamilton), a former Registered Representative with CIBC World Markets Inc. from...

CIRO
CIRO ALLEGES ORDER DESIGNATION FAILURES BY GOLDMAN SACHS CANADA INC.
October 22, 2026

CIRO has scheduled a hearing for Goldman Sachs Canada Inc. (Goldman Sachs). CIRO alleges that Goldman Sachs failed to include pro...

SIMA
SIMA URGES GREATER FINANCING FLEXIBILITY FOR CANADIAN PUBLIC COMPANIES
October 22, 2026

The Securities and Investment Management Association (SIMA) is encouraging Canada’s securities regulators to make the listed issu...

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