search

FRAUDSTER IMPERSONATING NOVA SCOTIA SECURITIES COMMISSION

The Nova Scotia agency that regulates the trading of stocks, bonds and derivatives in the province is warning residents about an impersonation scam. The Nova Scotia Securities Commission says the sc...

Continue reading...

Investment Executive
EX-FINANCE EXEC FACES INSIDER TRADING CHARGES
August 24, 2026

A former finance executive at a tech company allegedly traded with inside information about the company’s revenue and earnings pe...

Investment Executive
WHEN CAN A REGULATOR GET A RECEIVER?
August 24, 2026

The Supreme Court of Canada will decide next week whether to hear an appeal from an asset manager on the standard a securities re...

Investment Executive
STARTUP EXEC GETS JAIL FOR OFFERING FRAUD
August 24, 2026

A former startup executive who admitted to securities fraud in a scheme to raise almost US$300 million from investors has been se...

BCSC
CORPORATE INSIDER PAYS BCSC $50,000 FOR FAILING TO FILE INSIDER REPORTS
August 21, 2026

A corporate insider and significant shareholder connected to five B.C. public mining companies has paid $50,000 to the BC Securit...

Swap Execution Facility
CFTC SEEKS PUBLIC COMMENTS ON PROPOSED ELIMINATION OF SEF ORDER BOOK REQUIREMENT FOR PERMITTED TRANSACTIONS
August 21, 2026

The Commodity Futures Trading Commission published a Notice of Proposed Rulemaking seeking public comments on proposed amendments...

More from the news archive ⇨