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FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026

The Financial Action Task Force (FATF) and Asia-Pacific Group on Money Laundering (APG) mutual evaluation of Canada assessed the effectiveness of the country’s measures against money laundering, coun...

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SEC
SEC PROPOSES AMENDMENTS TO EXPAND RESPONSIBLE RETAILIZATION OF PRIVATE MARKETS
October 01, 2026

The Securities and Exchange Commission voted to propose rule amendments that would facilitate capital formation in the public and...

SEC
SEC CHARGES TWO INDIVIDUALS WITH ORCHESTRATING FRAUD SCHEME THAT TARGETED VETERANS
October 01, 2026

The Securities and Exchange Commission announced charges against Christopher Kenji Dinelli and Jacob David “Kobe” Frankel for all...

Misappropriation
SEC CHARGES MEYER GLOBAL MANAGEMENT AND ITS CEO WITH DEFRAUDING RETAIL INVESTORS IN PRIVATE FUNDS THAT HELD INTERESTS IN SPACEX AND OTHER PRE-IPO SECURITIES
October 01, 2026

The Securities and Exchange Commission charged private fund adviser Meyer Global Management LLC (MGM) and its CEO, Owen E.H. Meye...

Fintrac
FINTRAC STATEMENT - FINANCIAL ACTION TASK FORCE (FATF) EVALUATION
September 30, 2026

FINTRAC issued the following statement in response to the publication of FATF’s Evaluation of Canada’s Anti-Money Laundering and ...

OBSI
CHANGES TO OBSI"S FEE CALCULATION METHODOLOGY FOR CIRO FIRMS
September 30, 2026

OBSI is changing the methodology used to allocate fees for CIRO regulated firms. The changes are intended to improve administrati...

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