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CFTC CHARGES CASH FX GROUP S.A., AND CEO; THREE OTHERS WITH $950 MILLION FRAUD SCHEME

The Commodity Futures Trading Commission announced it filed a complaint in the U.S. District Court for the Middle District of Florida against Cash FX Group S.A. and its CEO, Huascar Jose Lopez Castil...

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FCA
TWENTY-FOUR CFD FIRMS CLOSING IN CRACKDOWN ON MISUSE OF UK AUTHORISATION
September 28, 2026

Twenty-one Contracts for Differences (CFD) firms have closed since 2025, following a FCA crackdown. The FCA was concerned the fir...

Investment Executive
B.C. COURT TOSSES INVESTOR"S CLAIM AGAINST BROKER
September 28, 2026

An investor who tried to sue her former discount broker, claiming that unauthorized trading took place in her account, had her cl...

Investment Executive
SEG FUNDS GUIDANCE TARGETS INSURANCE ADVISOR COMPETENCY, CLIENT NEED
September 28, 2026

Insurance advisors who sell segregated funds must soon meet regulatory requirements similar to those for mutual fund advisors. Th...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON CAISSE POPULAIRE ALLIANCE LIMITEE
September 25, 2026

FINTRAC announced that it has imposed an administrative monetary penalty on Caisse populaire Alliance limitée, also operating as ...

Fintrac
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON YOUR NEIGHBOURHOOD CREDIT UNION LIMITED
September 25, 2026

FINTRAC announced that it has imposed an administrative monetary penalty on Your Neighbourhood Credit Union Limited. Following a ...

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