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CIRO MEMBER RESIGNATION - WORLDSOURCE FINANCIAL MANAGEMENT INC.

Worldsource Financial Management Inc. has resigned from membership from the Canadian Investment Regulatory Organization. This resignation is effective November 9, 2026.

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Fintrac
FINTRAC STATEMENT - SANCTIONS ON CANADIAN MONEY SERVICES BUSINESSES
November 10, 2026

FINTRAC has coordinated with the United States Office of Foreign Assets Control (OFAC) and the Financial Crimes Enforcement Netwo...

CCFiM
CCFIM RESPONSE TO CIRO REQUEST FOR COMMENTS: PROPOSED INCORPORATED APPROVED PERSON COMPENSATION OPTION
November 10, 2026

For more than 25 years, Canada’s securities regulators have failed to deliver incorporation to a large segment of financial advis...

PMAC
PMAC URGES CIRO NOT TO PROCEED WITH PROPOSED INCORPORATED APPROVED PERSON COMPENSATION FRAMEWORK
November 10, 2026

PMAC submitted comments to CIRO and the CSA on CIRO’s proposed rule amendments to introduce an Incorporated Approved Person compe...

CFTC
CFTC SANCTIONS EIGHT INDIVIDUALS FOR ACTING AS UNREGISTERED ASSOCIATED PERSONS OF FOREIGN INTRODUCING BROKERS
November 10, 2026

The Commodity Futures Trading Commission announced eight orders filing and settling charges against Michael Talento, Anthony Tyle...

Investment Executive
B.C. COURT REJECTS CRYPTO MINERS" LAWSUIT
November 10, 2026

A court in British Columbia dismissed a crypto miner’s lawsuit against the company it used to host its mining servers, alleging t...

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