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NEW RESEARCH FINDS MOST INVESTORS LACK ADVANCED INVESTMENT KNOWLEDGE, INCREASING THEIR EXPOSURE TO INVESTMENT RISK

To kick-off World Investor Week (October 5-11), the FINRA Investor Education Foundation (FINRA Foundation) and Stanford Initiative for Financial Decision-Making (IFDM), released new research examinin...

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SEC
SEC COORDINATES WITH GLOBAL FINANCIAL REGULATORS TO RAISE FRAUD AWARENESS DURING WORLD INVESTOR WEEK
October 06, 2026

The Securities and Exchange Commission, in coordination with other U.S. and global financial regulators, issued a joint investor ...

CFTC
CFTC SEEKS PUBLIC COMMENT ON ADVANCED NOTICE OF PROPOSED RULEMAKING RELATING TO REGULATION CRYPTO ASSET TRANSACTIONS AND REGULATION CRYPTO ASSET MARKETS
October 06, 2026

The Commodity Futures Trading Commission published an Advanced Notice of Proposed Rulemaking to provide notice of, and seek publi...

SEC
SEC PROPOSAL WOULD ADDRESS HOW INVESTMENT ADVISERS AND FUNDS CAN CUSTODY CRYPTO ASSETS UNDER THE FEDERAL SECURITIES LAW
October 05, 2026

The Securities and Exchange Commission proposed new rules and amendments to provide a tailored framework for the custody of crypt...

FCA
FIRMS" CONFIDENCE, SATISFACTION AND TRUST IN THE FCA RISE
October 05, 2026

The latest FCA and Practitioner Panel survey shows rising levels of satisfaction, confidence and trust in the FCA among firms, al...

CSA
CSA SEEKS COMMENT ON PROPOSED INFORMATION TECHNOLOGY SYSTEM INTEGRITY RULE
October 02, 2026

The Canadian Securities Administrators (CSA) published for comment proposed National Instrument 26-101 Information Technology Sys...

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