search

CANADIAN SECURITIES REGULATORS PUBLISH FINAL AMENDMENTS PROHIBITING CHARGEBACKS IN INVESTMENT FUND DISTRIBUTION

The Canadian Securities Administrators (CSA) announced the publication of final amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations prohi...

Continue reading...

CIRO
MORE TRADING HOURS, DIFFERENT RISKS: CIRO HELPS INVESTORS UNDERSTAND EXTENDED HOURS TRADING
October 09, 2026

The Canadian Investment Regulatory Organization (CIRO) is encouraging investors to learn about the risks and considerations assoc...

CIRO
CIRO GUIDANCE ON EXTENDED HOURS TRADING
October 09, 2026

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance regarding trading outside of core trading hours of ...

CIRO
MARKET SHARE REPORT FOR THE THIRD QUARTER OF 2026
October 08, 2026

Based on data received from each marketplace through the regulatory feed, CIRO has compiled monthly information on the trading ac...

OSC
OSC PUBLISHES THE RIE DIVISION 2026 ANNUAL REPORT
October 08, 2026

The Ontario Securities Commission (OSC) has published its Registration, Inspections and Examinations (RIE) Division annual report...

ASC
ASC FINDS THAT SHAHIN MOTTAHED BREACHED ALBERTA SECURITIES LAWS
October 08, 2026

An Alberta Securities Commission (ASC) panel has found that Shahin “Sonny” Mottahed of Calgary, AB, breached Alberta securities l...

More from the news archive ⇨