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FCA PUBLISHES LANDMARK REVIEW INTO IMPACT OF AI ON RETAIL FINANCIAL SERVICES

The review sets out how AI could reshape retail financial services for consumers, firms, markets and regulators by 2030 and beyond. Led by FCA executive director Sheldon Mills and commissioned by the...

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Investment Executive
COURT DENIES STAY OF CIRO SANCTIONS
July 07, 2026

An Ontario court declined to stay sanctions imposed by the Canadian Investment Regulatory Organization (CIRO), amid an ongoing re...

Investment Executive
EUROPE READIES OTC DERIVATIVES TRANSPARENCY
July 07, 2026

The over-the-counter (OTC) derivatives market in Europe is taking a step towards improved transparency — naming a Dutch firm to c...

CIRO
CIRO MEMBER AMALGAMATION - IPC SECURITIES CORPORATION & CANADA LIFE SECURITIES LTD.
July 06, 2026

The Canadian Investment Regulatory Organization has approved the amalgamation of CIRO members, IPC Securities Corporation, an Inv...

CIRO
RECOGNITION OF THE CHAMBRE DE L"ASSURANCE: AMF ANNOUNCES EFFECTIVE DATE OF RECOGNITION ORDER AND AMENDMENTS FOR CIRO
July 06, 2026

In accordance with the Act to amend various provisions mainly with respect to the financial sector (Law 16), the recognition orde...

SIMA
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
July 06, 2026

The Securities and Investment Management Association (SIMA) submitted comments on CIRO’s proposed changes to client delivery obli...

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