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OBSI 2026 EXTERNAL REVIEW PUBLIC CONSULTATION

As previously announced, CRKhoury (CRK) is currently leading an independent review of OBSI’s banking and securities mandates and their overall operations and practices. The independent review is expe...

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CFFIM
CFFIM: REVISITING EMD DISTRIBUTION RULES: INVESTOR NEEDS AND CAPITAL FORMATION
February 27, 2026

The CFFiM’s analysis of the CSA’s decision not to renew its Blanket Order which permitted exempt market dealers (EMDs) to distrib...

Investment Executive
SEC SETTLES IR GUY"S FALSE BUFFETT CLAIM
February 27, 2026

A Brazilian investor relations professional who allegedly misled the market by falsely claiming that Warren Buffett’s Berkshire H...

Investment Executive
SEC SANCTIONS FIRM"S PANDEMIC LOAN PRICING
February 27, 2026

A former investment advisory firm, Madison Capital Funding LLC, settled with the U.S. Securities and Exchange Commission (SEC) am...

Investment Executive
ESMA HIGHLIGHTS AI RISKS IN ALGO TRADING
February 27, 2026

Amid concerns about “fat-finger” trades and the growing use of AI in algorithmic trading, European regulators issued new guidance...

Fintrac
FINTRAC PUBLISHES A VIDEO ON BENEFICIAL OWNERSHIP REQUIREMENTS
February 26, 2026

This presentation is designed to provide information on beneficial ownership, what it means and why it"s critical in Canada"s fig...

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