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CIRO ALLEGES MISAPPROPRIATION BY FORMER SCOTIA SECURITIES REP FROM BURLINGTON, ON

CIRO has scheduled a disciplinary hearing for Osama Navaid (Navaid), a former Registered Representative with Scotia Securities Inc. from Burlington, Ontario. CIRO alleges that Navaid misappropriated ...

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CSA
CSA SEEKS COMMENT ON MODERNIZING THE REGULATION OF PUBLIC COMPANIES
July 17, 2026

The Canadian Securities Administrators (CSA) published a consultation paper (the Consultation Paper) seeking stakeholder input on...

CIRO
CIRO SANCTIONS FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
July 16, 2026

CIRO sanctioned George Alexander Abisaleh (Abisaleh), a former Registered Representative with TD Investment Services Inc. from To...

OSC
CSA PUBLISHES UPDATED CYBERSECURITY FINDINGS AND GUIDANCE FOR REGISTERED FIRMS
July 16, 2026

The Canadian Securities Administrators (CSA) published CSA Staff Notice 33-322 - Review of Registered Firms’ Cybersecurity Practi...

OSC
IAN MCSEVNEY PLEADS GUILTY IN $5.3 MILLION INVESTMENT SCHEME
July 16, 2026

The Ontario Securities Commission (OSC) announces that Mr. Ian Ross McSevney, formerly of Ancaster, Ontario, has pleaded guilty t...

Fintrac
FINTRAC ADVISORY: FINANCIAL TRANSACTIONS RELATED TO COUNTRIES IDENTIFIED BY THE FINANCIAL ACTION TASK FORCE
July 16, 2026

On June 19, 2026, the FATF issued a statement on high-risk jurisdictions subject to a call for action as well as a statement on h...

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