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INVESTOR ALERT: LDPMANAGEMENT FALSELY CLAIMING CIRO REGISTRATION

The Canadian Investment Regulatory Organization (CIRO) is warning investors about LDPmanagement, a fraudulent cryptocurrency trading platform operating through the website “limitedpmanagement[.]com” ...

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Investment Executive
SEC SANCTIONS MERRILL OVER AML FAILINGS
June 30, 2026

Brokerage giant Merrill Lynch is paying US$7.5 million to resolve regulatory charges arising from alleged failings in its anti-mo...

Investment Executive
NUKE ENGINEER HAD TRADING MELTDOWN: SEC
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A nuclear engineer who learned that his employer was working on a project to potentially revive a nuclear reactor on Three Mile I...

CIRO
CIRO PILOTS PROGRAM TO SUPPORT SELF-REPRESENTED RESPONDENTS
June 29, 2026

The Canadian Investment Regulatory Organization (CIRO) has launched a pilot Hearings Assistance Program (HAP) to support self-rep...

CIRO
INVESTOR ALERT: NOVARIS FALSELY CLAIMING CIRO REGISTRATION
June 29, 2026

The Canadian Investment Regulatory Organization (CIRO) is warning investors about Novaris, a fraudulent cryptocurrency trading pl...

CIRO
CIRO NOTICE OF INTENTION TO RESIGN - WORLDSOURCE FINANCIAL MANAGEMENT INC.
June 29, 2026

The Canadian Investment Regulatory Organization has been informed that Worldsource Financial Management Inc. intends to resign it...

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