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FCA CHARGES INDIVIDUAL WITH INSIDER TRADING

The FCA alleges that in his role as a solicitor at a law firm, Mr Bloomfield worked on an acquisition of Seraphine Group PLC and used inside information obtained through his role to deal in securitie...

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Investment Executive
TRADER GETS JAIL FOR SCHEME USING SEC FILINGS
July 09, 2026

A trader who exploited inside information that he misappropriated from pending securities filings has been sentenced to 27 months...

Investment Executive
CRYPTO CUSTODY UNDER REGULATORY REVIEW
July 09, 2026

European regulators are launching a compliance sweep to review the operational resilience of custody services in the crypto secto...

Investment Executive
SEC REFORMS COULD BOOST TOKENIZED TRADING
July 09, 2026

Proposed U.S. market structure reforms would not only transform equity trading, they could also help clear the way for tokenized ...

Investment Executive
SUPREME COURT OF B.C. GRANTS AUTHORITY IN PONZI SCHEME CASE
July 09, 2026

The bankruptcy trustee that’s attempting to unwind an alleged Ponzi scheme will have the authority to calculate the amounts that ...

CIRO
CIRO CONTINUES TO STRENGTHEN INVESTOR PROTECTION WITH APPOINTMENT OF THREE NEW INVESTOR ADVISORY PANEL MEMBERS
July 08, 2026

The Canadian Investment Regulatory Organization (CIRO) has appointed three new members to its Investor Advisory Panel (IAP): Bret...

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