search

CFTC ORDERS GEORGE SANTOS TO PAY $35,000 FOR MANIPULATIVE TRADING

The Commodity Futures Trading Commission announced an order filing and settling charges against former Congressman George Santos for engaging in manipulative activity in an event contract — whose und...

Continue reading...

FCA
FCA ADVANCES PACKAGE OF EQUITY MARKET TRANSPARENCY REFORMS
August 03, 2026

The FCA has published a package of reforms designed to improve transparency, strengthen access to market-wide information and sup...

Investment Executive
SOUNDING THE ALARM ON AI CYBER THREATS
August 03, 2026

In the wake of recent reports of AI models launching their own hacks, and growing concern about the capabilities of the latest mo...

CIRO
CIRO MEMBER AMALGAMATION - HARBOURFRONT WEALTH MANAGEMENT INC. & K.J. HARRISON & PARTNERS INC.
July 31, 2026

The Canadian Investment Regulatory Organization has approved the amalgamation of CIRO members, Harbourfront Wealth Management Inc...

CIRO
PROPOSED CRYPTO TRADING PLATFORM REGULATION FEE MODEL
July 31, 2026

The Canadian Investment Regulatory Organization (CIRO) is proposing a new Crypto Fee Model designed to recover crypto surveillanc...

ASC
CATALX AND CEO SETTLE WITH ASC FOR BREACHES OF UNDERTAKING OBLIGATIONS
July 31, 2026

The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with CatalX CTS Ltd. (operating as C...

More from the news archive ⇨