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CSA SEEKS COMMENT ON PROPOSED INFORMATION TECHNOLOGY SYSTEM INTEGRITY RULE

The Canadian Securities Administrators (CSA) published for comment proposed National Instrument 26-101 Information Technology System Integrity, which would establish a single framework for the inform...

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OSC
JOHN NATIVIDAD GUILTY OF INSIDER TRADING
October 02, 2026

The Ontario Securities Commission (OSC) announced that John Natividad of Brampton, Ontario was sentenced on September 28, 2026, t...

OBSI
OBSI 2027 FEES FOR PARTICIPATING FIRMS
October 02, 2026

As a not-for-profit organization, OBSI recovers all its budgeted operating expenses from its participating firms each year. OBSI"...

SEC
SEC"S DIVISION OF EXAMINATIONS ANNOUNCES NEW EXAM HANDBOOK
October 02, 2026

The Securities and Exchange Commission’s Division of Examinations published its new handbook, “The SEC Exam Handbook: A Practical...

Investment Executive
HIGH COURT TO HEAR BINANCE APPEAL
October 02, 2026

The Supreme Court of Canada will hear an appeal brought by several companies that make up part of the Binance crypto platform — N...

FATF
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
October 01, 2026

The Financial Action Task Force (FATF) and Asia-Pacific Group on Money Laundering (APG) mutual evaluation of Canada assessed the ...

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