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OBSI UPDATES LOSS-CALCULATION APPROACH

A call for stakeholder input by the Ombudsman for Banking Services and Investments (OBSI) on its approach to calculating investor losses from unsuitable sales of illiquid exempt market securities has...

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Investment Executive
CANACCORD GENUITY GROUP BUYING AUSTRALIAN FINANCIAL SERVICES FIRM WILSONS ADVISORY
August 21, 2025

Canaccord Genuity Group Inc. has signed a deal to acquire Australian financial services company Wilsons Advisory. Financial terms...

CIRO
CIRO GUIDANCE ON TIME SYNCHRONIZATION
August 20, 2025

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance on expectations regarding compliance with the time ...

CIRO
UMIR GUIDANCE UPDATE PROJECT
August 20, 2025

As part of CIRO’s Annual Priorities for fiscal 20261, we have been working on the UMIR Guidance Update Project to review and mode...

CIRO
CIRO GUIDANCE ON MARKET-WIDE CIRCUIT BREAKERS
August 20, 2025

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance relating to the imposition of a general regulatory ...

CIRO
CIRO GUIDANCE RESPECTING ELECTRONIC TRADING
August 20, 2025

The Canadian Investment Regulatory Organization (CIRO) is publishing guidance on supervisory requirements under the Universal Mar...

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