Bourse de Montréal Inc. (the “Bourse”) filed the following complaint against JitneyTrade Inc. (“JitneyTrade”), an approved partic...
CN Editor
July 12, 2023
REQUEST FOR COMMENTS - AMENDMENTS TO THE RULES OF BOURSE DE MONTREAL INC. REGARDING APPROVED PARTICIPANT"S ONGOING INFORMATION REQUIREMENTS
BMO FACES MX FRONT RUNNING ALLEGATION
REGULATORY DIVISION ANNUAL REPORT
BROKER FINED FOR UNAUTHORIZED ACCESS VIOLATIONS
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES