The Canadian Securities Administrators (CSA) published a consultation paper on the exchange-traded fund (ETF) regulatory framewor...
CN Editor
June 20, 2025
ESMA SEEKS TO CUT REGULATORY REPORTING BURDEN
ONTARIO SECURITIES COMMISSION PUBLISHES STUDY ON CANADIAN ETF MARKET
CSA REVISES "VENTURE ISSUER" DEFINITION AND CODIFIES FORM OF PROXY REQUIREMENT
IOSCO ANNOUNCES THEMES FOR ITS 9TH EDITION OF WORLD INVESTOR WEEK (WIW) TO BE HELD BETWEEN 6 -12 OCTOBER 2025
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SEC FINES CANADIAN FIRM OVER REGISTRATION
CIRO SANCTIONS CANACCORD GENUITY CORP. FOR FAILING TO MEET GATEKEEPER OBLIGATIONS
CIRO SANCTIONS FORMER INVESTORS GROUP FINANCIAL SERVICES REP FROM CALGARY, AB
FINRA PROPOSES GIFT LIMIT INCREASE