As part of CIRO’s Annual Priorities for fiscal 20261, we have been working on the UMIR Guidance Update Project to review and mode...
CN Editor
August 20, 2025
CIRO GUIDANCE ON BEST EXECUTION
CIRO GUIDANCE ON "SHORT SALE" AND "SHORT-MARKING EXEMPT" ORDER DESIGNATIONS
SOLICITATION OF CLIENT ORDERS DURING A RESTRICTED PERIOD
TRADES TO BE ON MARKETPLACE WHEN ACTING AS AN AGENT
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES