The Canadian Investment Regulatory Organization (CIRO) is publishing guidance on the marking of orders pursuant the Universal Mar...
CN Editor
August 20, 2025
CIRO GUIDANCE ON BEST EXECUTION
SOLICITATION OF CLIENT ORDERS DURING A RESTRICTED PERIOD
TRADES TO BE ON MARKETPLACE WHEN ACTING AS AN AGENT
AVOIDING DOUBLE PRINTING IN THE USE OF AN ERROR ACCOUNT
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES