A major player in the trade execution business, Virtu Financial Inc., has settled allegations from the U.S. Securities and Exchan...
CN Editor
December 05, 2025
FSRA REVOKES LICENCE OF INSURANCE AGENT FOR ALLEGEDLY MISAPPROPRIATING $700K FROM CHURCH MEMBERS
CRYPTO PLATFORM FACILITATED CRIMINAL ACTIVITY: DOJ
SEC CHARGES CANADIAN CITIZEN WITH FRAUD SCHEMES THAT TARGETED RETAIL INVESTORS ON DISCORD
FCA CONSULTS ON FUND LIQUIDITY REFORMS
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING