Annually, members of CIRO Regional Councils invite Dealer Members to nominate candidates for election to the Regional Councils in...
CN Editor
March 16, 2026
CIRO SANCTIONS VIRTU CANADA CORP. FOR MARKETPLACE VIOLATIONS
CIRO SANCTIONS NATIONAL BANK FINANCIAL INC. FOR INADEQUATE SUPERVISION
INTRODUCTION OF A REMEDIATION PROCESS AND UPDATE TO THE RULES REGARDING THE CONDUCT OF REGULATORY FUNCTIONS
NEW GUIDANCE ON ORDER EXECUTION ONLY ACCOUNT SERVICES AND ACTIVITIES
Thank you for the feedback!!
CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE