This bulletin presents the Annual Priorities of the Canadian Investment Regulatory Organization (CIRO) for the 2027 fiscal year (...
CN Editor
April 08, 2026
CIRO MEMBER RESIGNATION - JVK LIFE & WEALTH ADVISORY GROUP INC.
HOUSEKEEPING AMENDMENTS TO FEE MODEL - ENDING OF TRANSITIONARY MEASURES DESCRIBED IN APPENDIX C AND APPENDIX B (PART 2) FOR MUTUAL FUND DEALERS OPERATING IN QUEBEC ON JUNE 30, 2026
CIRO ALLEGES UNAUTHORIZED TRANSACTION AND PERSONAL FINANCIAL DEALINGS BY FORMER SCOTIA SECURITIES REP FROM OTTAWA, ON
OSC INVITES APPLICATIONS FROM EXPERIENCED LEADERS TO JOIN ITS NEW CAPITAL MARKETS ADVISORY COMMITTEE
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE