The Canadian Investment Regulatory Organization has been informed Desjardins Financial Security Investments Inc. intends to resig...
CN Editor
April 08, 2026
CIRO MEMBER RESIGNATION - JVK LIFE & WEALTH ADVISORY GROUP INC.
HOUSEKEEPING AMENDMENTS TO FEE MODEL - ENDING OF TRANSITIONARY MEASURES DESCRIBED IN APPENDIX C AND APPENDIX B (PART 2) FOR MUTUAL FUND DEALERS OPERATING IN QUEBEC ON JUNE 30, 2026
CIRO ALLEGES UNAUTHORIZED TRANSACTION AND PERSONAL FINANCIAL DEALINGS BY FORMER SCOTIA SECURITIES REP FROM OTTAWA, ON
CIRO ALLEGES PERSONAL FINANCIAL DEALINGS AND FAILURE TO COOPERATE BY FORMER VENTUM FINANCIAL CORP REP FROM VANCOUVER, BC
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE