The Canadian Investment Regulatory Organization (CIRO) is amending the general notes and definitions in both the Mutual Fund Deal...
CN Editor
April 24, 2026
AI MEANS POTENTIAL "BIG SHIFT" IN REGULATORY RESPONSIBILITIES: KRIEGLER
CIRO ALLEGES PERSONAL FINANCIAL DEALINGS BY FORMER QUADRUS INVESTMENT SERVICES REP FROM TORONTO, ON
CIRO SANCTIONS PFSL INVESTMENTS CANADA LTD. FOR SUPERVISORY FAILURES
REVIEW OF "DATA ECOSYSTEM," INCLUDING RETENTION, IN THE WORKS: KRIEGLER
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS