The British Columbia Securities Commission (BCSC) is consulting on proposed fee changes. The BCSC proposes to increase some exist...
CN Editor
June 25, 2026
CIRO REGISTRATION - THE FIT AND PROPER TEST FOR APPROVED PERSONS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
FINCEN, AGENCIES PROPOSE RULE TO IMPLEMENT GENIUS ACT CUSTOMER IDENTIFICATION PROGRAM REQUIREMENT
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS
Thank you for the feedback!!
JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES