The FCA has proposed a package of reforms that would tailor requirements proportionately for asset managers, cut costs for firms ...
CN Editor
July 15, 2026
FCA CRACKS DOWN ON ILLEGAL PROMOTIONS AND MARKET ABUSE IN FIRST YEAR OF NEW STRATEGY
FCA CHARGES INDIVIDUAL WITH INSIDER TRADING
FCA PUBLISHES LANDMARK REVIEW INTO IMPACT OF AI ON RETAIL FINANCIAL SERVICES
FINANCIAL REGULATOR TO SIMPLIFY INVESTMENT DISCLOSURE REGIME
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS