CIX Trading Inc. (CIX) is admitted to membership in the Canadian Investment Regulatory Organization, effective July 20, 2026. The...
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July 23, 2026
OBSI JOINT REGULATORS COMMITTEE ANNUAL REPORT FOR 2025
MODERNIZATION OF REQUIREMENTS FOR ACCOUNT TRANSFERS AND BULK ACCOUNT MOVEMENTS (IDPC RULE 4800, MFD RULE 2.12 AND CIRO RULE 4800)
JOINT REGULATORS COMMITTEE RECEIVES OBSI INDEPENDENT EVALUATOR"S REPORT
CIRO HIGHLIGHTS ENFORCEMENT ACTIVITIES AND ACHIEVEMENTS IN 2025-2026 ENFORCEMENT REPORT
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS