The FCA has banned Howard Roland Duckett from working in financial services due to a serious lack of honesty and integrity. Mr Du...
CN Editor
August 19, 2026
CEO BANNED FOR FALSE AND MISLEADING STATEMENTS IN ATTEMPT TO BUY BANK AND FOOTBALL CLUB
FCA FLAGS FINANCIAL CRIME RISKS
FCA SIMPLIFIES IPO RULES TO SUPPORT UK LISTINGS
FCA FINALIZES RULES TO CUT FIRMS" TRANSACTION REPORTING COSTS BY OVER £100M A YEAR
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES