The Commodity Futures Trading Commission announced an order filing and settling charges against Gabriel Perez for misappropriatin...
CN Editor
August 31, 2026
CIRO ALLEGES MISAPPROPRIATION BY QUADRUS INVESTMENT SERVICES REP FROM TORONTO, ON
SEC CHARGES EX-BANKERS IN INSIDER CASE
CFTC SEEKS PUBLIC COMMENTS ON PROPOSED ELIMINATION OF SEF ORDER BOOK REQUIREMENT FOR PERMITTED TRANSACTIONS
CFTC WRAPS ENFORCEMENT AGAINST PAIR IN FTX CASE
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS