The Client Focused Reforms (CFRs) were introduced in 2021 to enhance investor protection by helping Dealer Members and Approved P...
CN Editor
September 11, 2026
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS
CIRO SANCTIONS FORMER TD INVESTMENT SERVICES INC. REP FROM SURREY, BC
WHY MUTUAL FUND ADVISORS AREN"T MOVING TO INVESTMENT DEALERS IN DROVES YET
ANNUAL AND SPECIAL MEETING OF CIRO MEMBERS
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