A Quebec court has authorized a class action to facilitate a proposed national settlement with industry self-regulatory organizat...
CN Editor
September 25, 2026
CIRO ALLEGES HARBOURFRONT WEALTH MANAGEMENT REP FAILED TO USE DUE DILIGENCE TO ENSURE INVESTMENT RECOMMENDATIONS WERE SUITABLE FOR CLIENTS
FAIR CANADA PUSHES BACK ON PREDICTION MARKETS
CIRO ELECTS MARC PROVOST TO BOARD OF DIRECTORS, RE-ELECTS RHONDA GOLDBERG
SEC SANCTIONS FIRM OVER REP"S MISCONDUCT
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
WHY MUTUAL FUND ADVISORS AREN"T MOVING TO INVESTMENT DEALERS IN DROVES YET
TOP COURT DECLINES TO HEAR APPEAL IN OSC CASE