The Securities and Exchange Commission provided its enforcement results for the past fiscal year which ended September 30. Throug...
CN Editor
November 11, 2026
NASAA HANDLE OVER 9,000 INVESTIGATIONS AND IMPOSE OVER $825 MILLION IN MONETARY RELIEF IN 2025 TO COMBAT FRAUD AND EXPLOITATION
SEC ADOPTS AMENDMENTS TO UPDATE DEFINITIONS OF SMALL ENTITY FOR INVESTMENT COMPANIES AND INVESTMENT ADVISERS
SEC WRAPS OFFSHORE BOILER ROOM CASE
EQUITY PERPETUAL FUTURES APPROVED BY U.S. REGS
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OSC FLAGS ISSUES WITH INDUSTRY AI USE
NEW WEALTH GROUP LAUNCHES PM BUSINESS COMBINING 4 FIRMS
CIRO ALLEGES GATEKEEPER FAILURES BY CANACCORD GENUITY REP FROM CALGARY, AB
FINTRAC STATEMENT - SANCTIONS ON CANADIAN MONEY SERVICES BUSINESSES